SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
Raizen Energia Participacoes S.A.

(Last) (First) (Middle)
AVENIDA PRESIDENTE JUSCELINO KUBITSCHECK
1327 6 O ANDAR

(Street)
SAO PAULO D5 04543-011

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
06/01/2011
3. Issuer Name and Ticker or Trading Symbol
CODEXIS INC [ CDXS ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 5,573,319(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
Raizen Energia Participacoes S.A.

(Last) (First) (Middle)
AVENIDA PRESIDENTE JUSCELINO KUBITSCHECK
1327 6 O ANDAR

(Street)
SAO PAULO D5 04543-011

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Ispagnac Participacoes Ltda.

(Last) (First) (Middle)
AVENIDA DAS AMERICAS 4200 BLOCO 6,
1 O ANDAR, (PART) BARRA DA TIJUCA

(Street)
RIO DE JANEIRO, RJ CEP D5 22640-102

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Royal Dutch Shell plc

(Last) (First) (Middle)
30, CAREL VAN BYLANDTLAAN

(Street)
THE HAGUE P7 2596 HR

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Cosan S.A. Industria e Comercio

(Last) (First) (Middle)
AVENIDA PRESIDENTE JUSCELINO KUBITSCHEK,
1327, 4 O ANDAR

(Street)
SAO PAULO, SP CEP D5 04543-011

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Cosan Ltd.

(Last) (First) (Middle)
AVENIDA PRESIDENTE JUSCELINO KUBITSCHEK,
1726 6TH FLOOR

(Street)
SAO PAULO, SP D5 04543-000

(City) (State) (Zip)
Explanation of Responses:
1. (1) Acquisition of Codexis Common Stock by Raizen Energia Participacoes S.A. ("Raizen"), a joint venture company in which Royal Dutch Shell plc ("RDS") and Cosan Limited are indirectly, through their respective subsidiaries Ispagnac Participacoes Ltda. ("Ispagnac") and Cosan S.A. Industria e Comercio, joint venture partners, from Ispagnac was part of RDS's and its affiliates' contribution to such joint venture, and was made in exchange for Raizen capital stock.
Remarks:
/s/ Pedro Isamu Mizutani for Raizen Energia Participacoes S.A as its COO 06/01/2011
/s/ Matias Lopes for Ispagnac Participacoes Ltda as an Officer 06/01/2011
/s/ Mark Edwards for Royal Dutch Shell plc as its Deputy Company Secretary 06/01/2011
/s/ Marcos Marinho Lutz for Cosan S.A. Industria e Comercio as its CEO 06/01/2011
/s/ Rubens Ometo Silveira Mello for Cosan Limited as its CEO 06/01/2011
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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