6-K

 

 

FORM 6-K

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington D.C. 20549

 

 

REPORT OF FOREIGN ISSUER

Pursuant to Rule 13a-16 or 15d-16

under the Securities Exchange Act of 1934

For the month of September 2018

Commission File Number 1-32575

 

 

Royal Dutch Shell plc

(Exact name of registrant as specified in its charter)

 

 

30, Carel van Bylandtlaan, 2596 HR The Hague

The Netherlands

(Address of principal executive offices)

 

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:

Form 20-F   ☒             Form 40-F  ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ☐

Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes  ☐.            No  ☒

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-            

 

 

 


The following is the text of an announcement released to the London Stock Exchange by Royal Dutch Shell plc on September 20, 2018

NOTIFICATION AND PUBLIC DISCLOSURE IN ACCORDANCE WITH THE REQUIREMENTS OF THE EU MARKET ABUSE REGULATION OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES

September 20, 2018

Royal Dutch Shell plc (the “Company”) has been notified that following the payment of the interim dividend on September 17, 2018 in respect of the second quarter of 2018, the following Persons Discharging Managerial Responsibilities (“PDMRs”) acquired dividend shares in respect of shares previously delivered to them under the annual bonus and/or shares previously vested under employee share plans and now held in a Share Plan Account. Further information about the annual bonus and employee share plans can be found in the Royal Dutch Shell plc Annual Report and Form 20-F for the year ended December 31, 2017 (www.shell.com/annualreport).

 

PDMR

  

Date Acquired

  

Share
Type

   Number of
dividend shares
acquired
    

Purchase price
per Share

Ben van Beurden

  

17 September 2018

  

RDSA

     373.30      EUR 28.10

Jessica Uhl

  

17 September 2018

  

RDSA

     130.55      EUR 28.10

John Abbott

  

17 September 2018

  

RDSB

     1,949.86      GBP 25.17

Harry Brekelmans

  

17 September 2018

  

RDSA

     1,408.15      EUR 28.10

Andrew Brown

  

17 September 2018

  

RDSB

     2,162.08      GBP 25.17

Ronan Cassidy

  

17 September 2018

  

RDSB

     788.70      GBP 25.17

Donny Ching

  

17 September 2018

  

RDSA

     1,021.00      EUR 28.10

Maarten Wetselaar

  

17 September 2018

  

RDSA

     123.58      EUR 28.10

The Notification of Dealing Form for each PDMR can be found below.

This notification is made in accordance with Article 19 of the EU Market Abuse Regulation.

Anthony Clarke

Deputy Company Secretary

Shell Media Relations

International, UK, European Press: +44 20 7934 5550

Shell Investor Relations

Europe: + 31 70 377 4540

United States: +1 832 337 2034

LEI number of Royal Dutch Shell plc: 21380068P1DRHMJ8KU70

Classification: Additional regulated information required to be disclosed under the laws of a Member State.


1. Details of the person discharging managerial responsibilities/person closely associated
First Name(s)    Ben
Last Name(s)    van Beurden
2. Reason for the notification
Position/status    Chief Executive Officer
Initial notification/ amendment    Initial notification
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
Full name of the entity    Royal Dutch Shell plc
Legal Entity Identifier code    21380068P1DRHMJ8KU70
4. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted
Description of the financial instrument    A ordinary shares of €0.07 each
Identification Code    GB00B03MLX29
Nature of the transaction    Dividend shares in respect of shares previously delivered under the annual bonus.
Currency    EUR
Price    28.10
Volume    373.30
Total    10,489.73
Aggregated information   
Volume    373.30
Price    28.10
Total    10,489.73
Date of transaction    17/09/2018
Place of transaction    Amsterdam


1. Details of the person discharging managerial responsibilities/person closely associated
First Name(s)    Jessica
Last Name(s)    Uhl
2. Reason for the notification
Position/status    Chief Financial Officer
Initial notification/ amendment    Initial notification
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
Full name of the entity    Royal Dutch Shell plc
Legal Entity Identifier code    21380068P1DRHMJ8KU70
4. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted
Description of the financial instrument    A ordinary shares of €0.07 each
Identification Code    GB00B03MLX29
Nature of the transaction    Dividend shares in respect of shares previously delivered under the annual bonus.
Currency    EUR
Price    28.10
Volume    130.55
Total    3,668.46
Aggregated information   
Volume    130.55
Price    28.10
Total    3,668.46
Date of transaction    17/09/2018
Place of transaction    Amsterdam


1. Details of the person discharging managerial responsibilities/person closely associated
First Name(s)    John
Last Name(s)    Abbott
2. Reason for the notification
Position/status    Downstream Director
Initial notification/ amendment    Initial notification
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
Full name of the entity    Royal Dutch Shell plc
Legal Entity Identifier code    21380068P1DRHMJ8KU70
4. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted
Description of the financial instrument    B ordinary shares of €0.07 each
Identification Code    GB00B03MM408
Nature of the transaction    Dividend shares in respect of shares previously delivered under the annual bonus and shares previously vested under employee share plans
Currency    GBP
Price    25.17
Volume    1,949.86
Total    49,077.98
Aggregated information   
Volume    1,949.86
Price    25.17
Total    49,077.98
Date of transaction    17/09/2018
Place of transaction    London


1. Details of the person discharging managerial responsibilities/person closely associated
First Name(s)    Harry
Last Name(s)    Brekelmans
2. Reason for the notification
Position/status    Projects & Technology Director
Initial notification/ amendment    Initial notification
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
Full name of the entity    Royal Dutch Shell plc
Legal Entity Identifier code    21380068P1DRHMJ8KU70
4. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted
Description of the financial instrument    A ordinary shares of €0.07 each
Identification Code    GB00B03MLX29
Nature of the transaction    Dividend shares in respect of shares previously delivered under the annual bonus and shares previously vested under employee share plans
Currency    EUR
Price    28.10
Volume    1,408.15
Total    39,569.02
Aggregated information   
Volume    1,408.15
Price    28.10
Total    39,569.02
Date of transaction    17/09/2018
Place of transaction    Amsterdam


1. Details of the person discharging managerial responsibilities/person closely associated
First Name(s)    Andrew
Last Name(s)    Brown
2. Reason for the notification
Position/status    Upstream Director
Initial notification/ amendment    Initial notification
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
Full name of the entity    Royal Dutch Shell plc
Legal Entity Identifier code    21380068P1DRHMJ8KU70
4. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted
Description of the financial instrument    B ordinary shares of €0.07 each
Identification Code    GB00B03MM408
Nature of the transaction    Dividend shares in respect of shares previously delivered under the annual bonus and shares previously vested under employee share plans
Currency    GBP
Price    25.17
Volume    2,162.08
Total    54,419.55
Aggregated information   
Volume    2,162.08
Price    25.17
Total    54,419.55
Date of transaction    17/09/2018
Place of transaction    London


1. Details of the person discharging managerial responsibilities/person closely associated
First Name(s)    Ronan
Last Name(s)    Cassidy
2. Reason for the notification
Position/status    Chief Human Resources & Corporate Officer
Initial notification/ amendment    Initial notification
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
Full name of the entity    Royal Dutch Shell plc
Legal Entity Identifier code    21380068P1DRHMJ8KU70
4. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted
Description of the financial instrument    B ordinary shares of €0.07 each
Identification Code    GB00B03MM408
Nature of the transaction    Dividend shares in respect of shares previously delivered under the annual bonus and shares previously vested under employee share plans
Currency    GBP
Price    25.17
Volume    788.70
Total    19,851.58
Aggregated information   
Volume    788.70
Price    25.17
Total    19,851.58
Date of transaction    17/09/2018
Place of transaction    London


1. Details of the person discharging managerial responsibilities/person closely associated
First Name(s)    Donny
Last Name(s)    Ching
2. Reason for the notification
Position/status    Legal Director
Initial notification/ amendment    Initial notification
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
Full name of the entity    Royal Dutch Shell plc
Legal Entity Identifier code    21380068P1DRHMJ8KU70
4. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted
Description of the financial instrument    A ordinary shares of €0.07 each
Identification Code    GB00B03MLX29
Nature of the transaction    Dividend shares in respect of shares previously delivered under the annual bonus and shares previously vested under employee share plans
Currency    EUR
Price    28.10
Volume    1,021.00
Total    28,690.10
Aggregated information   
Volume    1,021.00
Price    28.10
Total    28,690.10
Date of transaction    17/09/2018
Place of transaction    Amsterdam


1. Details of the person discharging managerial responsibilities/person closely associated
First Name(s)    Maarten
Last Name(s)    Wetselaar
2. Reason for the notification
Position/status    Integrated Gas and New Energies Director
Initial notification/ amendment    Initial notification
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
Full name of the entity    Royal Dutch Shell plc
Legal Entity Identifier code    21380068P1DRHMJ8KU70
4. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted
Description of the financial instrument    A ordinary shares of €0.07 each
Identification Code    GB00B03MLX29
Nature of the transaction    Dividend shares in respect of shares previously delivered under the annual bonus.
Currency    EUR
Price    28.10
Volume    123.58
Total    3,472.60
Aggregated information   
Volume    123.58
Price    28.10
Total    3,472.60
Date of transaction    17/09/2018
Place of transaction    Amsterdam


This Report on Form 6-K is incorporated by reference into:

a) the Registration Statement on Form F-3 of Royal Dutch Shell plc and Shell International Finance B.V. (Registration Numbers 333-222005 and 333-222005-01); and

b) the Registration Statements on Forms S-8 of Royal Dutch Shell plc (Registration Numbers 333-126715, 333-141397, 333-171206, 333-192821, 333-200953, 333-215273 and 333-222813).


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Royal Dutch Shell plc

(Registrant)

By:  

/s/ A Clarke

Name:   A Clarke
Title:   Deputy Company Secretary

Date: September 21, 2018