UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington,
D.C. 20549
Form 6-K
REPORT OF FOREIGN ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the month of April 2022
Commission File Number: 1-32575
Shell plc
(Exact name of registrant as specified
in its charter)
England and Wales
(Jurisdiction of incorporation or organization)
Shell Centre
London, SE1 7NA
United Kingdom
(Address of principal executive
office)
________________________________
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F [ X ] Form 40-F [ ]
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): [ ]
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): [ ]
Director/PDMR Shareholding
NOTIFICATION AND PUBLIC DISCLOSURE OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES IN ACCORDANCE WITH THE REQUIREMENTS OF THE EU AND UK MARKET ABUSE REGIMES
April 5, 2022
Shell plc (the "Company") has been notified that following the payment of the interim dividend on March 28, 2022 in respect of the fourth quarter of 2021, the following Persons Discharging Managerial Responsibilities ("PDMRs") acquired dividend shares in respect of shares previously delivered to them under the annual bonus and/or shares previously vested under employee share plans and held in a Share Plan Account. Further information can be found in the Shell plc Annual Report and Form 20-F for the year ended December 31, 2021 (www.shell.com/annualreport).
PDMR | Date Acquired | Share Type | Number of dividend shares acquired | Purchase price per Share |
Jessica Uhl* | 31 March 2022 | SHELL (AMS) | 308.24 | EUR 24.91 |
Jessica Uhl* | 31 March 2022 | SHEL ADS (NYSE) | 249.19 | USD 55.47 |
Harry Brekelmans | 31 March 2022 | SHELL (AMS) | 866.16 | EUR 24.91 |
Ronan Cassidy | 31 March 2022 | SHEL (LSE) | 1,917.93 | GBP 20.95 |
Donny Ching | 31 March 2022 | SHELL (AMS) | 2,179.81 | EUR 24.91 |
Ed Daniels | 31 March 2022 | SHEL (LSE) | 230.12 | GBP 20.95 |
Wael Sawan | 31 March 2022 | SHELL (AMS) | 1,044.13 | EUR 24.91 |
Huibert Vigeveno | 31 March 2022 | SHELL (AMS) | 476.58 | EUR 24.91 |
Zoe Yujnovich | 31 March 2022 | SHELL (AMS) | 466.78 | EUR 24.91 |
* Effective from April 1, 2022, Jessica Uhl ceased to be a PDMR following her stepping down from the role of CFO of Shell plc on March 31, 2022. Jessica Uhl is included in this disclosure as she was a PDMR at the time the shares were acquired.
The Notification of Dealing Form for each PDMR can be found below.
Anthony Clarke
Deputy Company Secretary
ENQUIRIES
Shell Media Relations
International, UK, European Press: +44 20 7934 5550
LEI number of Shell plc: 21380068P1DRHMJ8KU70
Classification: Additional regulated information required to be disclosed under the
laws of a Member State.
1. Details of the person discharging managerial responsibilities/person closely associated | |
First Name(s) | Jessica |
Last Name(s) | Uhl |
2. Reason for the notification | |
Position/status | Chief Financial Officer |
Initial notification/ amendment | Initial notification |
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
Full name of the entity | Shell plc |
Legal Entity Identifier code | 21380068P1DRHMJ8KU70 |
4. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted | |
Description of the financial instrument | Ordinary shares of €0.07 each |
Identification Code | GB00BP6MXD84 |
Nature of the transaction | Dividend shares in respect of shares previously delivered under the annual bonus and/or shares previously vested under employee share plans and held in a Share Plan Account. |
Currency | EUR |
Price | 24.91 |
Volume | 308.24 |
Total | 7,678.26 |
Aggregated
information Volume Price Total |
308.24 24.91 7,678.26 |
Date of transaction | 31/03/2022 |
Place of transaction | Amsterdam |
1. Details of the person discharging managerial responsibilities/person closely associated | |
First Name(s) | Jessica |
Last Name(s) | Uhl |
2. Reason for the notification | |
Position/status | Chief Financial Officer |
Initial notification/ amendment | Initial notification |
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
Full name of the entity | Shell plc |
Legal Entity Identifier code | 21380068P1DRHMJ8KU70 |
4. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted | |
Description of the financial instrument | American Depository Shares (SHEL) |
Identification Code | US7802593050 |
Nature of the transaction | Dividend shares in respect of shares previously delivered under the annual bonus and/or shares previously vested under employee share plans and held in a Share Plan Account. |
Currency | USD |
Price | 55.47 |
Volume | 249.19 |
Total | 13,822.57 |
Aggregated
information Volume Price Total |
249.19 55.47 13,822.57 |
Date of transaction | 31/03/2022 |
Place of transaction | New York |
1. Details of the person discharging managerial responsibilities/person closely associated | |
First Name(s) | Harry |
Last Name(s) | Brekelmans |
2. Reason for the notification | |
Position/status | Projects & Technology Director |
Initial notification/ amendment | Initial notification |
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
Full name of the entity | Shell plc |
Legal Entity Identifier code | 21380068P1DRHMJ8KU70 |
4. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted | |
Description of the financial instrument | Ordinary shares of €0.07 each |
Identification Code | GB00BP6MXD84 |
Nature of the transaction | Dividend shares in respect of shares previously delivered under the annual bonus and/or shares previously vested under employee share plans and held in a Share Plan Account. |
Currency | EUR |
Price | 24.91 |
Volume | 866.16 |
Total | 21,576.05 |
Aggregated
information Volume Price Total |
866.16 24.91 21,576.05 |
Date of transaction | 31/03/2022 |
Place of transaction | Amsterdam |
1. Details of the person discharging managerial responsibilities/person closely associated | |
First Name(s) | Ronan |
Last Name(s) | Cassidy |
2. Reason for the notification | |
Position/status | Chief Human Resources & Corporate Officer |
Initial notification/ amendment | Initial notification |
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
Full name of the entity | Shell plc |
Legal Entity Identifier code | 21380068P1DRHMJ8KU70 |
4. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted | |
Description of the financial instrument | Ordinary shares of €0.07 each |
Identification Code | GB00BP6MXD84 |
Nature of the transaction | Dividend shares in respect of shares previously delivered under the annual bonus and/or shares previously vested under employee share plans and held in a Share Plan Account. |
Currency | GBP |
Price | 20.95 |
Volume | 1,917.93 |
Total | 40,180.63 |
Aggregated
information Volume Price Total |
1,917.93 20.95 40,180.63 |
Date of transaction | 31/03/2022 |
Place of transaction | London |
1. Details of the person discharging managerial responsibilities/person closely associated | |
First Name(s) | Donny |
Last Name(s) | Ching |
2. Reason for the notification | |
Position/status | Legal Director |
Initial notification/ amendment | Initial notification |
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
Full name of the entity | Shell plc |
Legal Entity Identifier code | 21380068P1DRHMJ8KU70 |
4. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted | |
Description of the financial instrument | Ordinary shares of €0.07 each |
Identification Code | GB00BP6MXD84 |
Nature of the transaction | Dividend shares in respect of shares previously delivered under the annual bonus and/or shares previously vested under employee share plans and held in a Share Plan Account. |
Currency | EUR |
Price | 24.91 |
Volume | 2,179.81 |
Total | 54,299.07 |
Aggregated
information Volume Price Total |
2,179.81 24.91 54,299.07 |
Date of transaction | 31/03/2022 |
Place of transaction | Amsterdam |
1. Details of the person discharging managerial responsibilities/person closely associated | |
First Name(s) | Ed |
Last Name(s) | Daniels |
2. Reason for the notification | |
Position/status | Strategy, Sustainability and Corporate Relations Director |
Initial notification/ amendment | Initial notification |
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
Full name of the entity | Shell plc |
Legal Entity Identifier code | 21380068P1DRHMJ8KU70 |
4. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted | |
Description of the financial instrument | Ordinary shares of €0.07 each |
Identification Code | GB00BP6MXD84 |
Nature of the transaction | Dividend shares in respect of shares previously delivered under the annual bonus and/or shares previously vested under employee share plans and held in a Share Plan Account. |
Currency | GBP |
Price | 20.95 |
Volume | 230.12 |
Total | 4,821.01 |
Aggregated
information Volume Price Total |
230.12 20.95 4,821.01 |
Date of transaction | 31/03/2022 |
Place of transaction | London |
1. Details of the person discharging managerial responsibilities/person closely associated | |
First Name(s) | Wael |
Last Name(s) | Sawan |
2. Reason for the notification | |
Position/status | Integrated Gas, Renewables and Energy Solutions Director |
Initial notification/ amendment | Initial notification |
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
Full name of the entity | Shell plc |
Legal Entity Identifier code | 21380068P1DRHMJ8KU70 |
4. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted | |
Description of the financial instrument | Ordinary shares of €0.07 each |
Identification Code | GB00BP6MXD84 |
Nature of the transaction | Dividend shares in respect of shares previously delivered under the annual bonus and/or shares previously vested under employee share plans and held in a Share Plan Account. |
Currency | EUR |
Price | 24.91 |
Volume | 1,044.13 |
Total | 26,009.28 |
Aggregated
information Volume Price Total |
1,044.13 24.91 26,009.28 |
Date of transaction | 31/03/2022 |
Place of transaction | Amsterdam |
1. Details of the person discharging managerial responsibilities/person closely associated | |
First Name(s) | Huibert |
Last Name(s) | Vigeveno |
2. Reason for the notification | |
Position/status | Downstream Director |
Initial notification/ amendment | Initial notification |
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
Full name of the entity | Shell plc |
Legal Entity Identifier code | 21380068P1DRHMJ8KU70 |
4. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted | |
Description of the financial instrument | Ordinary shares of €0.07 each |
Identification Code | GB00BP6MXD84 |
Nature of the transaction | Dividend shares in respect of shares previously delivered under the annual bonus and/or shares previously vested under employee share plans and held in a Share Plan Account. |
Currency | EUR |
Price | 24.91 |
Volume | 476.58 |
Total | 11,871.61 |
Aggregated
information Volume Price Total |
476.58 24.91 11,871.61 |
Date of transaction | 31/03/2022 |
Place of transaction | Amsterdam |
1. Details of the person discharging managerial responsibilities/person closely associated | |
First Name(s) | Zoe |
Last Name(s) | Yujnovich |
2. Reason for the notification | |
Position/status | Upstream Director |
Initial notification/ amendment | Initial notification |
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
Full name of the entity | Shell plc |
Legal Entity Identifier code | 21380068P1DRHMJ8KU70 |
4. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted | |
Description of the financial instrument | Ordinary shares of €0.07 each |
Identification Code | GB00BP6MXD84 |
Nature of the transaction | Dividend shares in respect of shares previously delivered under the annual bonus and/or shares previously vested under employee share plans and held in a Share Plan Account. |
Currency | EUR |
Price | 24.91 |
Volume | 466.78 |
Total | 11,627.49 |
Aggregated
information Volume Price Total |
466.78 24.91 11,627.49 |
Date of transaction | 31/03/2022 |
Place of transaction | Amsterdam |
This Report on Form 6-K is incorporated by reference into:
(a) | the Registration Statement on Form F-3 of Shell plc and Shell International Finance B.V. (Registration Numbers 333-254137 and 333-254137-01); and |
(b) | the Registration Statement on Form S-8 of Shell plc (Registration Number 333-262396). |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Shell plc | ||
(Registrant) | ||
Date: April 5, 2022 | /s/ Anthony Clarke | |
Anthony Clarke | ||
Deputy Company Secretary | ||