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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D/A
Under the Securities Exchange Act of 1934
(Amendment No. 3 )*
(Name of Issuer)
(Title of Class of Securities)
(CUSIP Number)
Michiel Brandjes
Company
Secretary
Royal Dutch Shell plc
30, Carel van Bylandtaan
2596 HR The Hague
The Netherlands
+31 70 377 9111
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
Copy to:
William P. Rogers, Jr., Esq.
Cravath, Swaine & Moore LLP
CityPoint, One Ropemaker Street
London EC2Y 9HR
United Kingdom
+44 207 453 1000
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o
Note: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting persons
initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing
information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to
be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise
subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
Persons who respond to the collection of information contained in this form are
not required to respond unless the form displays a currently valid OMB control number.
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1 |
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NAMES OF REPORTING PERSONS:
Royal Dutch Shell plc |
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I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): |
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None |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):
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(a) o |
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(b) o |
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3 |
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SEC USE ONLY: |
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4 |
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SOURCE OF FUNDS (SEE INSTRUCTIONS): |
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OO |
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5 |
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e): |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION: |
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England and Wales
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7 |
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SOLE VOTING POWER: |
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NUMBER OF |
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816,005,273 Common Shares |
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SHARES |
8 |
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SHARED VOTING POWER: |
BENEFICIALLY |
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OWNED BY |
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None |
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EACH |
9 |
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SOLE DISPOSITIVE POWER: |
REPORTING |
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PERSON |
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816,005,273 Common Shares |
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WITH |
10 |
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SHARED DISPOSITIVE POWER: |
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None |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: |
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816,005,273 Common Shares |
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12 |
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CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS): |
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o
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): |
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98.8% of Common Shares |
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14 |
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS): |
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HC, CO |
Amendment No. 3 to Schedule 13D
This Amendment No. 3 to Schedule 13D (Amendment No. 2) amends and supplements Item 4 and
Item 7 and restates clauses (a) and (c) of Item 5 of the Schedule 13D filed by Royal Dutch Shell
plc (Royal Dutch Shell) on October 23, 2006, as amended and supplemented by Amendment No. 1 filed
on January 26, 2007, Amendment No. 2 filed on March 19, 2007 and from time to time, (the Schedule
13D), in respect of the common shares, no par value, of Shell Canada Limited, a company organized
pursuant to the laws of Canada (Shell Canada). Capitalized terms used in this Amendment No. 3 but
not defined herein have the meanings given to such terms in the Schedule 13D.
Item 4. Purpose of Transaction
Shell Investments announced on April 2, 2007 that as at the expiry time of the extended offer
period on March 30, 2007, an additional 75,711,093 common shares in the capital of Shell Canada
were validly deposited to the Offer all of the outstanding common shares of Shell Canada not
already owned by Shell Investments or its affiliates. Shell Investments has taken up all such
common shares deposited to the offer during such period and payment has been or will be made for
such common shares on or before Wednesday, April 4, 2007.
As of 8:01 P.M. on March 30, 2007 (Toronto time), Shell Investments offer has expired. As
the offer was accepted by holders of more than 90% of the common shares of Shell Canada not owned
by Shell Investments or its affiliates, Shell Investments will exercise its right under the
compulsory acquisition provisions of section 206 of the Canada Business Corporations Act to acquire
the outstanding common shares of Shell Canada not already owned by Shell Investments and its
affiliates at the same price of C$45.00 per common share, by mailing a formal notice to all
remaining Shell Canada shareholders.
Item 5. Interest in Securities of the Issuer
(a) Royal Dutch Shell beneficially owns 816,005,273 common shares of Shell Canada or
approximately 98.8% of the common shares of Shell Canada.
(c) On April 2, 2007, Shell Investments announced that it would take up and accept for
payment the 75,711,093 common shares of Shell Canada that were validly deposited to the Offer as of
March 30, 2007, at a price of C$45.00 cash per common share, pursuant to the terms of the Offer and
Circular dated February 8, 2007.
Item 7. Material to Be Filed as Exhibits
The following documents are filed as exhibits:
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Exhibit |
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Number |
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Exhibit Name |
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1.
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Press release dated April 2, 2007, entitled Royal Dutch Shell plc
updates on extended offer for the minority shares of Shell Canada
Limited. |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the
information set forth in this statement is true, complete and correct.
Date: April 2, 2007
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ROYAL DUTCH SHELL plc
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by |
/s/ Michiel Brandjes
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Name: |
Michiel Brandjes |
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Title: |
Company Secretary |
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Exhibit |
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Number |
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Exhibit Name |
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1.
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Press release dated April 2, 2007, entitled Royal
Dutch Shell plc updates on extended offer for the minority
shares of Shell Canada Limited. |
exv1
News & Media releases
Royal Dutch Shell plc updates on extended offer for the minority shares of Shell Canada Limited
02/04/2007
Shell Investments Limited (SIL), a wholly-owned subsidiary of Royal Dutch Shell plc, announced
that as at the expiry time of the extended offer period on March 30, 2007, an additional 75,711,093
common shares in the capital of Shell Canada Limited (Shell Canada) were validly deposited to
SILs offer to acquire, at a price of C$45.00 cash per common share, all of the outstanding common
shares of Shell Canada not already owned by SIL or its affiliates. SIL has taken up all such common
shares deposited to the offer during such period and payment has been or will be made for such
common shares on or before Wednesday, April 4, 2007.
Combined with the 96,985,322 Shell Canada common shares taken up by SIL in respect of the initial
offer period that ended on March 16, 2007, SIL and its affiliates now beneficially own 816,005,273
common shares of Shell Canada or approximately 98.8% of the outstanding common shares of Shell
Canada. The common shares taken up and accepted for payment under the offer represent approximately
94.5% of the outstanding common shares of Shell Canada not already owned by SIL or its affiliates.
SILs offer has now expired. As the offer was accepted by holders of more than 90% of the common
shares of Shell Canada not owned by the SIL or its affiliates, SIL will exercise its right under
the compulsory acquisition provisions of section 206 of the Canada Business Corporations Act to
acquire the outstanding common shares of Shell Canada not already owned by SIL and its affiliates
at the same price of C$45.00 per common share, by mailing a formal notice to all remaining Shell
Canada shareholders shortly.
Disclaimer Statement
This document contains forward-looking statements concerning the financial condition, results of
operations and businesses of Royal Dutch Shell. All statements other than statements of historical
fact are, or may be deemed to be, forward-looking statements. Forward-looking statements are
statements of future expectations that are based on managements current expectations and
assumptions and involve known and unknown risks and uncertainties that could cause actual results,
performance or events to differ materially from those expressed or implied in these statements.
Forward-looking statements include, among other things, statements concerning the potential
exposure of Royal Dutch Shell to market risks and statements expressing managements expectations,
beliefs, estimates, forecasts, projections and assumptions. These forward-looking statements are
identified by their use of terms and phrases such as anticipate, believe, could,
estimate, expect, intend, may, plan, objectives, outlook, probably,
project, will, seek, target, risks, goals, should and
similar terms and
phrases. There are a number of factors that could affect the future operations of Royal Dutch Shell
and could cause those results to differ materially from those expressed in the forward-looking
statements included in this Report, including (without limitation): (a) price fluctuations in crude
oil and natural gas; (b) changes in demand for the Groups products; (c) currency fluctuations; (d)
drilling and production results; (e) reserve estimates; (f) loss of market and industry
competition; (g) environmental and physical risks; (h) risks associated with the
identification of suitable potential acquisition properties and targets, and successful negotiation
and completion of such transactions; (i) the risk of doing business in developing countries and
countries subject to international sanctions; (j) legislative, fiscal and regulatory developments
including potential litigation and regulatory effects arising from recategorisation of reserves;
(k) economic and financial market conditions in various countries and regions; (l) political risks,
project delay or advancement, approvals and cost estimates; and (m) changes in trading conditions.
All forward-looking statements contained in this document are expressly qualified in their entirety
by the cautionary statements contained or referred to in this section. Readers should not place
undue reliance on forward-looking statements. Each forward-looking statement speaks only as of the
date of this presentation. Neither Royal Dutch Shell nor any of its subsidiaries undertake any
obligation to publicly update or revise any forward-looking statement as a result of new
information, future events or other information. In light of these risks, results could differ
materially from those stated, implied or inferred from the forward-looking statements contained in
this document.
The United States Securities and Exchange Commission (SEC) permits oil and gas companies, in their
filings with the SEC, to disclose only proved reserves that a company has demonstrated by actual
production or conclusive formation tests to be economically and legally producible under existing
economic and operating conditions. We use certain terms in this presentation, such as oil in
place that the SECs guidelines strictly prohibit us from including in filings with the SEC. U.S.
Investors are urged to consider closely the disclosure in our Form 20-F, File No 1-32575 and
disclosure in our Forms 6-K file No, 1-32575, available on the SEC
website www.sec.gov - opens
in new window. You can also obtain these forms from the SEC by calling 1-800-SEC-0330.